Behavioural

·foundational

Prospect Theory

Daniel Kahneman

Kahneman and Tversky's model of how people actually evaluate gains and losses — showing that outcomes are evaluated relative to a reference point, and losses are weighted more heavily than equivalent gains.

The idea that our decisions are based on an evaluation of gains and losses relative to a reference point was the central finding.

Daniel Kahneman

Deeper Explanation

Prospect Theory, published by Kahneman and Tversky in 1979, is the foundational paper of behavioural economics. It replaced the expected utility framework of classical economics — which assumed people evaluate outcomes rationally based on absolute wealth levels — with a descriptive model of how people actually behave. The theory has three core propositions. First, reference dependence: people evaluate outcomes relative to a reference point (typically the status quo or the purchase price), not in absolute terms. A £1,000 gain is evaluated as a gain — positive relative to the reference — regardless of whether the starting wealth is £10,000 or £1,000,000. Second, loss aversion: losses feel approximately twice as painful as equivalent gains feel pleasurable, creating an asymmetric value function. Third, diminishing sensitivity: both gains and losses show diminishing sensitivity as they grow larger — the difference between gaining £100 and £200 feels larger than the difference between gaining £1,000 and £1,100. These three properties together generate specific, testable predictions about behaviour that violate classical expected utility theory. People are risk-averse in the domain of gains (they prefer a certain £100 to a 50% chance of £200) but risk-seeking in the domain of losses (they prefer a 50% chance of losing £200 to a certain loss of £100). This "reflection effect" is one of the most consistently replicated findings in behavioural economics. For investors, Prospect Theory's most important implication is the disposition effect: because gains feel "safe" and losses feel like they must be recovered, investors systematically sell winners (risk-aversion in gains domain) and hold losers (risk-seeking in losses domain). This is the opposite of what evidence-based portfolio management suggests.

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